Expert Details
Wealth Management and Financial Advisory
ID: 737090
United Kingdom
Extensive experience in the UK Regulated Financial Advice and Wealth Management market including Start-Up and New Firm Authorisation, Business Development and Management, and Transformation for Growth.
Business and product knowledge across Asset Management, Private Banking, Insurance, and Wealth Management, including Mortgages, Finance, Debt, Accounting, and Investment Banking.
CIMA Practising Certificate holder. Authorized and licensed by the Chartered Institute of Management Accountants (CIMA) to provide accountancy services.
Founder of a company authorized and regulated by the Financial Conduct Authority (FCA) to provide Investment Services. Including Comprehensive Wealth Management, Financial Planning, and Investment Advice to Individuals, Families, Companies, Entrepreneurs, and Executives.
Founder and Director of a company, regulated and licensed by The Chartered Institute of Management Accountants (CIMA) to Provide Accountancy and Business Advisory Services to Individuals, Sole Traders, and Companies, including Accounting, Taxation, Management Accounting, Business Start-up Advice, Capital Sourcing, Business Plan Preparation, Financial Restructuring, Acquisitions, Disposals, and Forensic Accounting.
A broad range of Senior Corporate Finance related experience from senior roles including Finance Administration Manager, Wealth Manager, Financial Adviser, Finance Director, and Executive Director.
Working experience with all areas of Finance, Operations, IT, and Shared Services (Tax, HR, Legal, and Compliance) Senior Management to Executive Board Level.
Process Improvement and Change Management across Client, Transaction, and Accounting MI Systems.
Extensive experience managing the wealth of individuals, families, entrepreneurs, and executives.
Education
| Year | Degree | Subject | Institution |
|---|---|---|---|
| Year: 2016 | Degree: ACMA, CGMA | Subject: Chartered Management Accountant | Institution: CIMA |
| Year: 2012 | Degree: Level 4 Diploma in Accounting (MAAT) | Subject: Accountancy | Institution: Association of Accounting Technicians |
| Year: 2010 | Degree: Level 6 Diploma in Investment Planning | Subject: Investment Planning | Institution: Chartered Insurance Institute |
Work History
| Years | Employer | Title | Department |
|---|---|---|---|
| Years: 2012 to Present | Employer: Undisclosed | Title: MD | Department: Executive |
Responsibilities:Expert works for an investment advisory firm providing high net worth and affluent individuals a complete range of tailored advice and investment services.• CF1 Director controlled function. • CF11 Money Laundering Reporting Officer controlled function • CF10 Compliance Officer controlled function. • Responsibility for insurance mediation. • CF30 Investment adviser controlled function. • Interim Finance Director responsibilities. |
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| Years | Employer | Title | Department |
| Years: 2019 to Present | Employer: Undisclosed | Title: MD | Department: Executive |
Responsibilities:Business advisory and accountancy services |
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| Years | Employer | Title | Department |
| Years: 1999 to 2013 | Employer: Medics Wealth Management | Title: Financial Advisor | Department: Advisory |
Responsibilities:CF30 Investment adviser controlled function |
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| Years | Employer | Title | Department |
| Years: 1998 to 1999 | Employer: Medics Wealth Management | Title: Training and Competence Officer | Department: Staffing |
Responsibilities:Financial Services Authority (FSA) controlled function |
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Career Accomplishments
| Associations / Societies |
|---|
| The Chartered Institute of Management Accountants AAT CII |
| Licenses / Certifications |
|---|
| ACMA, CGMA MAAT |