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Expert ID: 725693 Ohio, USA

Expert in IPO Legal Issues, Securities Regulation, Legal and Business Affairs

He has handled several initial public offerings for various corporations over the last several years. He has had extensive experience in various types of securities and the regulation thereof. Array

Expert ID: 735936 Utah, USA

Expert in Securities Transfer, Restricted Stock Removal, Stock Offerings

Executive in Charge of Services, Compliance, Operations Entrepreneurial executive with 15+ years in leadership, building, conflict resolution and helping to bring companies public. Expert has been in the stock transfer and registrar business for over 25 years and is a…

Expert ID: 729410 Spain

Expert in Securities Services

Expert has an extensive knowledge about the securities services business and the Spanish financial market. He created a consulting firm in July 2008, to work as an independent consultant, advising local banks and brokers in Spain in the securities services…

Expert ID: 729173 California, USA

Expert in Business Law and Securities Transactions

Over the past 22 years, Expert has established herself as one of the premier corporate and securities lawyers in California. She has structured and implemented over $1 billion in business and financing transactions. She has also represented both domestic and…

Expert ID: 728057 United Kingdom

Expert in United Kingdom Financial Services Regulation and Compliance

Expert has worked in the financial services sector (investment, pensions, life assurance, mortgages, mutual funds, securities etc.) for more than 40 years. He has been a director (or equivalent) of every organisation he has worked for since the age of…

Expert ID: 727738 Florida, USA

Expert in Hedge Funds, Mutual Funds, Securities Industry, Stock Market, Securities Fraud, Fiduciary Duty

Expert has been working on Wall Street for more than twenty years in various capacities, including investment management, institutional brokerage, insurance, hedge fund and mutual fund product development, marketing and distribution. Expert is Managing Director of A&C Advisors LLC, a…

Expert ID: 724381 New York, USA

Expert in Securities; Finance; Derivatives; Hedge Funds; Foreign Exchange; Investment Suitability; Banking

Twenty years experience as an expert witness in cases involving hedge funds, securities, investments, derivatives, currencies, mortgage backed securities, trading, securities fraud and Ponzi schemes. Testified in NASD arbitration, US District Court (Criminal), New York Supreme Court (Civil), IRS Court,…

Expert ID: 723041 Illinois, USA

Expert in Securities and Derivatives Arbitration & Litigation; Expert Witness

Expert (prefers "Expert") has been involved in ADR, which is generally "arbitration," with respect to disputes rooted in any phase of the securities investment and trading industry, since the late 1970's. See more at "arbitration." Within the general area of…

Expert ID: 736057 Texas, USA

Expert in Hedge & Private Equity Fund Operational Infrastructure Across Multiple Asset Classes

CEO and COO with 20 years of experience building and managing private equity funds and hedge funds operating across multiple publicly traded investment products, alternative investments, and real estate asset classes, most recently within the Single-Family Residential space. Possess unique…

Expert ID: 732456 California, USA

Expert in Gaming Compliance

Expert has spent more than 20 years in journalism, writing for some of the top media outlets in the world. His focus of expertise is investigative reporting, which he taught for several years at the UC Berkeley Graduate School of…

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