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Expert in IPO Legal Issues, Securities Regulation, Legal and Business Affairs
He has handled several initial public offerings for various corporations over the last several years. He has had extensive experience in various types of securities and the regulation thereof. Array
Expert in Securities Transfer, Restricted Stock Removal, Stock Offerings
Executive in Charge of Services, Compliance, Operations Entrepreneurial executive with 15+ years in leadership, building, conflict resolution and helping to bring companies public. Expert has been in the stock transfer and registrar business for over 25 years and is a…
Expert in Securities Services
Expert has an extensive knowledge about the securities services business and the Spanish financial market. He created a consulting firm in July 2008, to work as an independent consultant, advising local banks and brokers in Spain in the securities services…
Expert in Business Law and Securities Transactions
Over the past 22 years, Expert has established herself as one of the premier corporate and securities lawyers in California. She has structured and implemented over $1 billion in business and financing transactions. She has also represented both domestic and…
Expert in United Kingdom Financial Services Regulation and Compliance
Expert has worked in the financial services sector (investment, pensions, life assurance, mortgages, mutual funds, securities etc.) for more than 40 years. He has been a director (or equivalent) of every organisation he has worked for since the age of…
Expert in Hedge Funds, Mutual Funds, Securities Industry, Stock Market, Securities Fraud, Fiduciary Duty
Expert has been working on Wall Street for more than twenty years in various capacities, including investment management, institutional brokerage, insurance, hedge fund and mutual fund product development, marketing and distribution. Expert is Managing Director of A&C Advisors LLC, a…
Expert in Securities; Finance; Derivatives; Hedge Funds; Foreign Exchange; Investment Suitability; Banking
Twenty years experience as an expert witness in cases involving hedge funds, securities, investments, derivatives, currencies, mortgage backed securities, trading, securities fraud and Ponzi schemes. Testified in NASD arbitration, US District Court (Criminal), New York Supreme Court (Civil), IRS Court,…
Expert in Securities and Derivatives Arbitration & Litigation; Expert Witness
Expert (prefers "Expert") has been involved in ADR, which is generally "arbitration," with respect to disputes rooted in any phase of the securities investment and trading industry, since the late 1970's. See more at "arbitration." Within the general area of…
Expert in Hedge & Private Equity Fund Operational Infrastructure Across Multiple Asset Classes
CEO and COO with 20 years of experience building and managing private equity funds and hedge funds operating across multiple publicly traded investment products, alternative investments, and real estate asset classes, most recently within the Single-Family Residential space. Possess unique…
Expert in Gaming Compliance
Expert has spent more than 20 years in journalism, writing for some of the top media outlets in the world. His focus of expertise is investigative reporting, which he taught for several years at the UC Berkeley Graduate School of…