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Stocks, Bonds, Mutual Funds, Derivatives, Futures, SEC Violations
Expertise covers virtually all areas related to compliance, investment in stocks, private placements, options, fixed income, mutual funds, insurance products, futures, etc. He has been both a manager and an investment consultant with over forty-five years of experience in the…
Securities and Derivatives Arbitration & Litigation; Expert Witness
Expert (prefers "Expert") has been involved in ADR, which is generally "arbitration," with respect to disputes rooted in any phase of the securities investment and trading industry, since the late 1970's. See more at "arbitration." Within the general area of…