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Securities Industry: FINRA, AAA, JAMS and the Securities and Exchange Commission
Expert supervised hundreds of brokers and scores of branch managers during his tenures at Smith Barney and First Union Securities. As a member of both the Operating and Compliance committees at First Union Securities, he participated in firm-wide policy and…
Alternative Investments, Portfolio Construction, Asset Management, Financial Advisory Services, Hedge Funds, Private Equity Funds, and Venture Capital
Expert is an experience expert witness with specialized knowledge in hedge funds, private equity, alternative investment products, and financial services. He has acted as an expert witness, testified, been deposed, and written opinions and reports for multiple litigation cases, 100%…
Wealth Management, Asset Management, Retirement Plan Design, FinTech, Investment Management
Expert is a financial services industry professional and consultant with 25 years of experience at some of the top financial services firms, Series 7 recognized by FINRA, and CRPC licensed. Throughout his financial career, he has consistently built rapport and…
Life Science, Biotech, Pharmaceuticals: Research and Development, Smart Manufacturing/ Supply Chain, and Market Launch/ Commercialization
Expert has over 20 years of experience in strategic innovation, system building, and delivering value solutions for global markets. His focus is on building infrastructure synergies between science, technology, and finance. As a Strategic Advisor, he has experience with: •…
Investment Management & Financial Planning
Expert is a Certified Financial Planner who provides investment management as well as advice on a comprehensive scope of financial issues including retirement plans (i.e. 401k, SEP, Simple, etc.), estate planning (i.e. wills & trusts, etc.), insurance (i.e. life &…
United Kingdom Financial Services Regulation and Compliance
Expert has worked in the financial services sector (investment, pensions, life assurance, mortgages, mutual funds, securities etc.) for more than 40 years. He has been a director (or equivalent) of every organisation he has worked for since the age of…
Finances & Financial Planning Forensics, Real Estate Disputes, Bankruptcy Litigation, etc.
Over 35 years of hands-on experience as a financial and real estate consultant to various title companies, corporations, CPA's, attorneys, partnerships, credit unions, non-profit organizations and individuals. For the last 25 years, major focus has been in individual fee financial…
Antitrust, Banking, Damages, Demography, Discrimination, Finance; IP Surveys, Statistics, Economics
Expert and his firm are responsible for all Quality Control on all litigation support activities for the Department of Justice. With an office of 15 professionals in the Washington DC metro area, they sample and evaluate the work of multiple…
Economics and Finance: Damage & Loss Analysis, Econometrics, Churning, Antitrust, AAA, NYSE, NASDAQ
He has conducted basic as well as applied research in areas of antitrust including horizontal price fixing, mergers and damages. In the area of unlawful price fixing, pursuant to Section 1 of the Sherman Act, he has carried out an…
Entrepreneurship, Startup Financing, Business Plan Development, Due Diligence, Cleantech, Energy Technologies, and Nanotechnology
Expert has started two early-stage cleantech companies over the past 10 years in the water treatment and building materials sectors, raising multiple rounds of venture financing and securing numerous government grants for both. He drove IP development, strategic partner identification…