Find an Expert
Regulatory Compliance
Highly organized analytical professional with superior goal setting, project managing, decision-making, and problem-solving skills. Solid reputation for having a positive impact on both internal and external support and overall productivity. Adept at identification and investigation of suspicious activity, identifying potential…
Hedge & Private Equity Fund Operational Infrastructure Across Multiple Asset Classes
CEO and COO with 20 years of experience building and managing private equity funds and hedge funds operating across multiple publicly traded investment products, alternative investments, and real estate asset classes, most recently within the Single-Family Residential space. Possess unique…
Securities Transfer, Restricted Stock Removal, Stock Offerings, Compliance
Executive in Charge of Services, Compliance, Operations Entrepreneurial executive with 15+ years in leadership, building, conflict resolution and helping to bring companies public. Expert has been in the stock transfer and registrar business for over 25 years and is a…
C-Level Advisor | Growth Strategist | Executive Coach | Author | Entrepreneur
Expert is the President of a business consulting firm, geared toward advising the C-Suite and providing senior management teams with strategic planning, technology, marketing, M&A, and governance advice. Her experience includes integration across all business units and acquisitions as well…
Securities Industry: FINRA, AAA, JAMS and the Securities and Exchange Commission
Expert supervised hundreds of brokers and scores of branch managers during his tenures at Smith Barney and First Union Securities. As a member of both the Operating and Compliance committees at First Union Securities, he participated in firm-wide policy and…
Alternative Investments, Portfolio Construction, Asset Management, Financial Advisory Services, Hedge Funds, Private Equity Funds, and Venture Capital
Expert is an experience expert witness with specialized knowledge in hedge funds, private equity, alternative investment products, and financial services. He has acted as an expert witness, testified, been deposed, and written opinions and reports for multiple litigation cases, 100%…
Business Law and Securities Transactions
Over the past 22 years, Expert has established herself as one of the premier corporate and securities lawyers in California. She has structured and implemented over $1 billion in business and financing transactions. She has also represented both domestic and…